OmschrijvingThe go-to guide to acing the Series 10 Exam!Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, mun...
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Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2015 arms you with everything you need to pass this four-hour, 145-question test.
|Uitgever||John Wiley & Sons Ltd|
|Vakken||economie en ondernemen|