OmschrijvingThe go-to guide to acing the Series 55 Exam!Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency ba...
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Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and third-party trades, anticompetitive trading practices, transactions in accounts, trade reporting requirements, insider trading regulations, and more.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 55 Exam Review 2015 arms you with everything you need to pass this challenging 100-question multiple-choice test.
|Uitgever||John Wiley & Sons Ltd|
|Vakken||economie en ondernemen|